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Michelle P Mcnicoll

Morgan Stanley

Baton Rouge, LA

CRD 2726150

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-06-01
AR RA APPROVED 2009-06-01
LA RA APPROVED 2009-06-01
MS RA APPROVED 2009-06-01
OK RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • AL RA
    APPROVED
    Since 2009-06-01
  • AR RA
    APPROVED
    Since 2009-06-01
  • LA RA
    APPROVED
    Since 2009-06-01
  • MS RA
    APPROVED
    Since 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Baton Rouge LA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Baton Rouge, LA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Baton Rouge, LA
  • 2005-11-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-05
  • S66 Uniform Combined State Law Examination
    2003-12-05
Other Names
  • Michelle Leigh Phillips
  • Michelle P Mcnicoll
  • Michelle Leigh Phillips Mcnicoll

View on SEC IAPD

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Nearby Investors

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA

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