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Michelle P Mcnicoll

Morgan Stanley

Baton Rouge, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2009-06-01
AR RA APPROVED 2009-06-01
LA RA APPROVED 2009-06-01
MS RA APPROVED 2009-06-01
OK RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • AL RA
    APPROVED
    Since 2009-06-01
  • AR RA
    APPROVED
    Since 2009-06-01
  • LA RA
    APPROVED
    Since 2009-06-01
  • MS RA
    APPROVED
    Since 2009-06-01
  • OK RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Baton Rouge LA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Baton Rouge, LA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Baton Rouge, LA
  • 2005-11-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-05
  • S66 Uniform Combined State Law Examination
    2003-12-05
Other Names
  • Michelle Leigh Phillips
  • Michelle P Mcnicoll
  • Michelle Leigh Phillips Mcnicoll

View on SEC IAPD

Other Firms

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RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

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