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Peyvand Pourhosseini

LPl Enterprise, LLC

San Jose, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Pleasanton CA 08/2008 02/2020
Various Insurance Carriers For W & R Insurance Agencies San Ramon CA 08/2008 02/2020
Pruco Securities, Llc. San Ramon CA 07/2020 11/2024
Prudential Insurance Company Of America San Ramon CA 07/2020 Present
Not Working Not Applicable CA 02/2020 06/2020
Lpl Enterprise, Llc Walnut Creek CA 11/2024 Present
  • 08/2008 → 02/2020
    Waddell & Reed, Inc
    Pleasanton, CA
  • 08/2008 → 02/2020
    Various Insurance Carriers For W & R Insurance Agencies
    San Ramon, CA
  • 07/2020 → 11/2024
    Pruco Securities, Llc.
    San Ramon, CA
  • 07/2020 → Present
    Prudential Insurance Company Of America
    San Ramon, CA
  • 02/2020 → 06/2020
    Not Working
    Not Applicable, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Walnut Creek, CA
Previous Registrations
  • 2020-07-21 → 2024-11-14
    Pruco Securities, Llc.
    San Jose, CA
    Walnut Creek, CA
  • 2008-10-02 → 2020-02-03
    Waddell & Reed
    San Mateo, CA
    Seattle, WA
    Concord, CA
    Concord, CA
    Pleasanton, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-08
  • S63 Uniform Securities Agent State Law Examination
    1996-04-08
Designations
Other Names
  • Peyvand Parsapour
  • Peyvand Pourhosseini

View on SEC IAPD

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