Catherine Lapietra Stone

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  St. Augustine, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Saint Augustine, FL

Other Businesses

Board of Directors; Saint Augustine Film Society Inc; Member Advisory Board; 733 Captains Dr, , St Augustine, FL, 32080-6157; Not Investment-Related; 10/16/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-18

Designations

• Certified Financial Planner

Other Names

• Catherine L Smithson
• Catherine L Tucker
• Catherine Lapietra Stone