Chad Jason Karl

Current Employers

Employment History

• 09/2014 → Present
  Stonex Securities Inc
  Janesville, WI
• 01/2015 → Present
  Stonex Advisors Inc
  Janesville, WI

Previous Registrations

• 2004-05-07 → 2015-01-30
  Wrp Investments, Inc.
  Janesville, WI
  Youngstown, OH
  Youngstown, OH

Other Businesses

1) Net Worth LLC W5229 Sterlingworth Ct. Elkhorn, WI 53121 Nature of Business: Rental Property and Real Estate Ownership Investment Related: No Business Position: Member Business Duties: landlord and property management Business Start Date: 01/01/2000 Approximately one hour spent on this OBA monthly, with one hour spent monthly during market hours. 2)Karl and Associates 33 E. Racine St. Janesville, WI 53545 Nature of Business: S Corporation for tax purposes, tax preparation, and insurance sales. Investment Related: No Business Position: Owner Business Duties: hire external accountant for tax preparation for our clients, insurance sales, and President. Business Start Date: 06/16/2000 Approximately 20 hours spent on this OBA monthly, with 1 hour per day during market hours. 3)Notary 33 E. Racine St Janesville, WI 53545 Notarizing documents 1 hour at most spent per year. 4) Southern Lakes Church N6686 US 12 Elkhorn, WI 53121 Nature of Business: reviewing income statement and balance sheet of bank Investment Related: No Business Position: finance committee member Business Duties: reviewing income statement and balance sheet of church Business Start Date: 04/07/2021 Approximately one hour spent on this OBA monthly, with zero during market hours. 5) Walworth County Law Enforcement Support Services Ltd. - Elkhorn, WI 53121 Nature of Business: support for local law enforcement including access to counseling, ministry, etc. Investment Related: No Business Position: treasurer Business Duties: Treasurer Business Start Date: 08/23/2022 Approximately two hours spent on this OBA with two during market hours. 6) Insurance and Financial Advisory Committee for local Congressman, Bryan Steil - 20 S. Main Street, Suite 10, Janesville, WI 53545 Nature of Business: meet once per year to listen to Congressman on current banking, insurance, and investment laws and comment. Investment Related: No Business Position: participant Business Duties: commentary only/feedback to the Congressman Business Start Date: 04/01/2023 Approximately .2 hours spent on this OBA with zero during market hours. 7) Estate Planning through Encore Estate Planning - 33 E. Racine St., Janesville, WI 53545 Nature of Business: estate plan education and gathering of data only Investment Related: no Business Position: Certified Financial Planner? professional Business Duties: estate plan education and gathering of data only Business Start Date: 1/10/2025 Approximately ten hours spent on this OBA monthly, with all 10 during market hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-30
• S63 Uniform Securities Agent State Law Examination
  1996-06-12

Designations