Christopher Allen Esser

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 05/2011 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 05/2011 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 05/2011 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ

Previous Registrations

• 2010-04-13 → 2011-04-19
  Usaa Financial Planning Services
  Phoenix, AZ
• 2007-12-11 → 2009-08-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Philadelphia, PA

Other Businesses

NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CAVE CREEK, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 04/2014 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CAVE CREEK, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 07/2025 APPROXIMATE HOURS/MONTH:0 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-10
• S63 Uniform Securities Agent State Law Examination
  1996-04-30

Designations

• Certified Financial Planner

Other Names

• Chris Esser