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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
WA RA APPROVED 2013-08-09
  • TX RA
    APPROVED
    Since 2026-03-24
  • WA RA
    APPROVED
    Since 2013-08-09

Branch Locations

4520 Intelco Loop Se Suite 1-E, Lacey, WA 98503 • United States

1321 Officers Row, Vancouver, WA 98661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 08/2013 Present
Pillar Financial Group, Llc Lacey WA 08/2013 Present
Pillar Financial Group, Llc Lacey WA 09/2021 Present
  • 08/2013 → Present
    San Diego, CA
  • 08/2013 → Present
    Pillar Financial Group, Llc
    Lacey, WA
  • 09/2021 → Present
    Pillar Financial Group, Llc
    Lacey, WA
Previous Registrations
  • 2022-02-08 → 2025-09-26
    Pillar Financial Group
    Vancouver, WA
    Vancouver, WA
    Lacey, WA
  • 2001-04-24 → 2013-08-16
    Msi Financial Services, Inc.
    Tacoma, WA
    Lacey, WA
Other Businesses

1. CRAWFORD PROPERTY, LLC; NOT INVESTMENT-RELATED, ADDRESS-PO BOX 435, OLYMPIA, WA 98516, REAL ESTATE HOLDING COMPANY; 50% OWNER; START DATE-11/30/2009, 1% OF TIME SPENT ALL DURING SECURITIES TRADING HOURS. DUTIES-PAYING BILLS ASSOCIATED WITH BUSINESS AND COLLECTING RENT. 2. LC CAPITAL INVESTMENTS, LLC; NOT INVESTMENT-RELATED, ADDRESS-PO BOX 435, OLYMPIA, WA 98516, REAL ESTATE HOLDING COMPANY; 50% OWNER; START DATE-1/1/2013, 1% OF TIME SPENT ALL DURING SECURITIES TRADING HOURS. DUTIES-PAYING BILLS AND COLLECTING RENT. 3. FIXED INSURANCE SALES; INVESTMENT-RELATED, 4520 INTELCO LOOP SE 1-E, LACEY, WA 98503, INSURANCE, AGENT, START DATE-08/2013, 8% OF TIME SPENT ALL DURING SECURITIES TRADING HOURS. DUTIES-RUNNING ILLUSTRATIONS AND APPLICATIONS. 4. PILLAR FINANCIAL GROUP, LLC; INVESTMENT-RELATED, 4520 INTELCO LOOP SE 1-3, LACEY, WA 98503, OWNER; START DATE-8/2013, 2% OF TIME SPENT ALL DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-12
S63 Uniform Securities Agent State Law Examination 1996-03-20
  • S65 Uniform Investment Adviser Law Examination
    1998-06-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-20
Designations

View on SEC IAPD

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