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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-10
  • FL RA
    APPROVED
    Since 2021-05-10

Branch Locations

5709 Tidalwave Drive, New Port Richey, FL 34652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Port Richey FL 01/2012 11/2016
Wells Fargo Clearing Services, Llc Port Richey FL 11/2016 05/2021
Raymond James Financial Services, Inc. New Port Richey FL 05/2021 Present
Raymond James Financial Services Advisors, Inc. New Port Richey FL 05/2021 Present
Pasco County Mosquito Control District Odessa FL 02/2021 Present
Coastal Bay Wealth Management New Port Richey FL 03/2022 Present
  • 01/2012 → 11/2016
    Wells Fargo Advisors
    Port Richey, FL
  • 11/2016 → 05/2021
    Port Richey, FL
  • 05/2021 → Present
    Raymond James Financial Services, Inc.
    New Port Richey, FL
  • 05/2021 → Present
    New Port Richey, FL
  • 02/2021 → Present
    Pasco County Mosquito Control District
    Odessa, FL
  • 03/2022 → Present
    Coastal Bay Wealth Management
    New Port Richey, FL
Previous Registrations
  • 2012-01-06 → 2021-05-11
    Land O'LAkes, FL
  • 2009-06-01 → 2012-01-12
    Lutz, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lutz, FL
  • 1996-05-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Port Richey, FL
    Port Richey, FL
Other Businesses

(1)Name of Business: Address: 5709 Tidalwave Dr, New Port Richey, FL, 34652-3821, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My wife and I are purchasing the building through 5709 Tidalwave LLC, where our RJFS office is located, and renting space to our company. Additionally, I will be renting office space to other users (two law firms and a wellness clinic) (2)Name of Business: Address: 5709 Tidalwave Dr, New Port Richey, FL, 34652-3821, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property Owner (3)Name of Business: Coastal Bay Tax & Consulting Address: 5709 Tidalwave Dr., Ste 100, New Port Richey, FL, 34652, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 01/06/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Passive investor (4)Name of Business: Coastal Bay Wealth Management Address: 5709 Tidalwave Dr, New Port Richey, FL, 34652-3821, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: President of the company. (5)Name of Business: Pasco County Mosquito Control District Address: 2308 Marathon Road, Odessa, FL, 33556, United States Activity Type: Political Office/Activity Position/Title: Investment Related: Yes Start Date: 02/08/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-03
S63 Uniform Securities Agent State Law Examination 1996-05-30
  • S65 Uniform Investment Adviser Law Examination
    1996-06-03
  • S63 Uniform Securities Agent State Law Examination
    1996-05-30
Designations

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