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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-08 |
| MD | RA | APPROVED | 2018-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Baltimore | MD | 10/2006 | 02/2017 |
| Janney Montgomery Scott, Llc | Bel Air | MD | 11/2017 | 11/2021 |
| Unemployed | Baltimore | MD | 03/2017 | 11/2017 |
| Janney Montgomery Scott Llc | Bel Air | MD | 11/2021 | Present |
1. Self, 3905 Darleigh Road, Nottingham, MD 21236; Not Investment Related; Nature: Rental Property; Title/Position: Landlord; Duties: Upkeep of rental property; Start 04/2018; Devotes 1 hour/month; compensated. 2. Mann House, 14 Williams Street, Bel Air, MD 21014; Not investment related; Nature: Alcoholism Treatment Program; Title/Position: Ex Officio, Non-voting member; Start: 04/2018; Duties: Explain the finances for the Board; Devotes: .50 hours/month; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-12 |
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