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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-08
MD RA APPROVED 2018-01-29
  • TX RA
    APPROVED
    Since 2018-02-08
  • MD RA
    APPROVED
    Since 2018-01-29

Branch Locations

116 Hays Street, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. Baltimore MD 10/2006 02/2017
Janney Montgomery Scott, Llc Bel Air MD 11/2017 11/2021
Unemployed Baltimore MD 03/2017 11/2017
Janney Montgomery Scott Llc Bel Air MD 11/2021 Present
Other Businesses

1. Self, 3905 Darleigh Road, Nottingham, MD 21236; Not Investment Related; Nature: Rental Property; Title/Position: Landlord; Duties: Upkeep of rental property; Start 04/2018; Devotes 1 hour/month; compensated. 2. Mann House, 14 Williams Street, Bel Air, MD 21014; Not investment related; Nature: Alcoholism Treatment Program; Title/Position: Ex Officio, Non-voting member; Start: 04/2018; Duties: Explain the finances for the Board; Devotes: .50 hours/month; Not compensated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-13
S63 Uniform Securities Agent State Law Examination 1999-03-12
  • S66 Uniform Combined State Law Examination
    2018-01-13
  • S63 Uniform Securities Agent State Law Examination
    1999-03-12

View on SEC IAPD

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