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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-16 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
145 Pinelawn Rd Ste 340N, Melville, NY 11747-3241 • United States
East Northport, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Advisors Inc. | Melville | NY | 12/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
Other Business Activities; Faith-based Men's group; Discuss how we can grow in our faith as Husbands, fathers, grandfathers. Also discuss how we can help those in need in our community.; 53 Prospect Rd, , Centerport, NY, 11721; Not Investment-Related; 06/06/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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