Lucinda Lynn Richey

Employer firm

Prosperity Planning CRD 298268

$543M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2018
  Cetera Advisors Llc
  Denver, CO
• 04/2004 → Present
  Prosperity Planning, Inc.
  Riverside, MO

Previous Registrations

• 2004-01-01 → 2020-01-06
  Cetera Advisors Llc
  Overland Park, KS
  Kansas City, MO
• 2003-02-04 → 2004-12-31
  Prosperity Network, Inc
  Overland Park, KS
• 2002-11-26 → 2004-01-01
  Vestax Securities Corporation
  Overland Park, KS
• 1999-03-15 → 2002-11-22
  Sunset Financial Services, Inc.
  Kansas City, MO

Other Businesses

Townsend Place Homeowners Association; Board Member At Large; Investment Related: No; Kansas City, MO; Start Date: 12/8/2025; Approximate hours per month: 4; Approximate hours during securities trading hours: 0; Attends monthly meetings, provides guidance and feedback to property manager.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-19
• S63 Uniform Securities Agent State Law Examination
  1996-06-06

Designations

• Certified Financial Planner

Other Names

• Cindy Richey
• Cindy Mueller