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1920 Buchanan Street, North Kansas City, MO 64116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-09-10 |
| TX | RA | APPROVED | 2018-09-06 |
Branch Locations
1920 Buchanan Street, North Kansas City, MO 64116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 12/2018 |
| Prosperity Planning, Inc. | Riverside | MO | 04/2004 | Present |
Townsend Place Homeowners Association; Board Member At Large; Investment Related: No; Kansas City, MO; Start Date: 12/8/2025; Approximate hours per month: 4; Approximate hours during securities trading hours: 0; Attends monthly meetings, provides guidance and feedback to property manager.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-06 |
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