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Lucinda Lynn Richey

Prosperity Planning

North Kansas City, MO

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Current Employers
Prosperity Planning

1920 Buchanan Street, North Kansas City, MO 64116 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-09-10
TX RA APPROVED 2018-09-06
  • MO RA
    APPROVED
    Since 2018-09-10
  • TX RA
    APPROVED
    Since 2018-09-06

Branch Locations

1920 Buchanan Street, North Kansas City, MO 64116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 12/2018
Prosperity Planning, Inc. Riverside MO 04/2004 Present
  • 01/2013 → 12/2018
    Cetera Advisors Llc
    Denver, CO
  • 04/2004 → Present
    Prosperity Planning, Inc.
    Riverside, MO
Previous Registrations
  • 2004-01-01 → 2020-01-06
    Cetera Advisors Llc
    Overland Park, KS
    Kansas City, MO
  • 2003-02-04 → 2004-12-31
    Prosperity Network, Inc
    Overland Park, KS
  • 2002-11-26 → 2004-01-01
    Vestax Securities Corporation
    Overland Park, KS
  • 1999-03-15 → 2002-11-22
    Sunset Financial Services, Inc.
    Kansas City, MO
Other Businesses

Townsend Place Homeowners Association; Board Member At Large; Investment Related: No; Kansas City, MO; Start Date: 12/8/2025; Approximate hours per month: 4; Approximate hours during securities trading hours: 0; Attends monthly meetings, provides guidance and feedback to property manager.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-19
S63 Uniform Securities Agent State Law Examination 1996-06-06
  • S65 Uniform Investment Adviser Law Examination
    1999-01-19
  • S63 Uniform Securities Agent State Law Examination
    1996-06-06
Designations
Other Names
  • Cindy Richey
  • Cindy Mueller

View on SEC IAPD

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