Kenneth Austin Borum

Employer firm

Prosperity Planning CRD 298268

$543M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2018
  Cetera Advisors Llc
  Denver, CO
• 04/2004 → Present
  Prosperity Planning, Inc.
  North Kansas City, MO

Previous Registrations

• 2004-06-01 → 2018-12-31
  Cetera Advisors Llc
  Overland Park, KS
  Kansas City, MO
  Parkville, MO

Exams

• S66 Uniform Combined State Law Examination
  2004-05-28

Other Names

• Ken Austin Borum