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Kenneth Austin Borum

Prosperity Planning

North Kansas City, MO

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Current Employers
Prosperity Planning

1920 Buchanan Street, North Kansas City, MO 64116 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-09-10
  • MO RA
    APPROVED
    Since 2018-09-10

Branch Locations

1920 Buchanan Street, North Kansas City, MO 64116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 12/2018
Prosperity Planning, Inc. North Kansas City MO 04/2004 Present
  • 01/2013 → 12/2018
    Cetera Advisors Llc
    Denver, CO
  • 04/2004 → Present
    Prosperity Planning, Inc.
    North Kansas City, MO
Previous Registrations
  • 2004-06-01 → 2018-12-31
    Cetera Advisors Llc
    Overland Park, KS
    Kansas City, MO
    Parkville, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-28
  • S66 Uniform Combined State Law Examination
    2004-05-28
Other Names
  • Ken Austin Borum

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
PRIVATE CLIENT SERVICES, LLC
IN THE GAME WEALTH MANAGEMENT
PFS INVESTMENTS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
FLATTERY WEALTH MANAGEMENT LLC
CL MANAGEMENT GROUP LLC

Other Investors

RYAN KENT NOBLE
Justin Ronald Locke
Daniel Scott Reiter
Ryan Walker
Colten Michael Honigman
Alyssa Claire Hon
Travis Adam Franks
James Frederick Watts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NORTH KANSAS CITY, MO
EDWARD JONES · North KANSAS CITY, MO
EDWARD JONES · NORTH KANSAS CITY, MO
PRIVATE CLIENT SERVICES, LLC · NORTH KANSAS CITY, MO
IN THE GAME WEALTH MANAGEMENT · NORTH KANSAS CITY, MO
PFS INVESTMENTS INC. · NORTH KANSAS CITY, MO
PFS INVESTMENTS INC. · NORTH KANSAS CITY, MO
CETERA INVESTMENT ADVISERS LLC · NORTH KANSAS CITY, MO

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