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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-05-24 |
Branch Locations
682 Main Street, Brockway, PA 15824 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atlas Brokerage Company, L.P. | Washington | PA | 12/2003 | 05/2023 |
| Independence Portfolio Partners Llc | Washington | PA | 01/2006 | 05/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 05/2023 |
| Lpl Financial Llc | Brockway | PA | 05/2023 | Present |
1-12/2003 / Frank Zocco Financial / DBA for LPL Business (entity for LPL business) / Investment RELATED / 200 HR MNTH & 40 HRS DURING TRADING/ 100 TIME SPNT PRCNT 2-07/2010 / Rental Properties / Real Estate Rental / INVESTMENT RELATED / 200 HR MNTH & 40 HRS DURING TRADING/ 25 TIME SPNT PRCNT 3-12/2003 / Non-Variable Insurance / INVESTMENT RELATED / 200 HR MNTH & 40 HRS DURING TRADING/ 50 TIME SPNT PRCNT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-08 |
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