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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grove Point Investments Llc | Rockville | MD | 10/2010 | 05/2025 |
| Investors Resource Services | Dubois | PA | 10/2010 | Present |
| Grove Point Advisors Llc | Rockville | MD | 05/2023 | 05/2025 |
| Lpl Financial Llc | Dubois | PA | 05/2025 | Present |
1- 05/2025- William D Smith and Melissa M Smith - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 01/20/2017- 5 hours per month/ 0 hours during trading 2- 05/2025- FM - Artist/ Musician - Not Investment Related - Home Based - Start Date 10/10/2009- 15 hours per month/ 0 hours during trading 3- 05/2025- Melissa Smith and Matthew R Pella - Real Estate Rental - Investment Related - Ford City, PA - Start Date 11/09/2020- 1 hour per month/ 0 hours during trading 4- 05/2025- Investors Resource Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/06/2010- 160 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-24 |
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