Daniel Lee Halle

Current Employers

Employment History

• 05/2015 → Present
  P & A Group
  Buffalo, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Buffalo, NY
• 06/2015 → Present
  Kestra Investment Services, Llc
  Buffalo, NY

Previous Registrations

• 2014-05-15 → 2015-03-04
  Fragasso Financial Advisors
  Sewickley, PA

Other Businesses

Business Name: P&A Group Investment Related: No Address: 17 Court Street Buffalo NY 14202 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Other TPA Position, Title or Relationship: Regional Director of Retirement Plan Sales Start Date: 5/18/2015 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Providing consulting and sales for retirement plan department.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Pittsburgh Retirement Professionals Investment Related: No Address: 100 West Station Square Pittsburgh PA 15219 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 8/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Volunteer Board member that helps to facilitate the the retirement community services provide by the organization.Business Name: Hospice of Warren County Investment Related: No Address: 1 Main Avenue Warren PA 16365 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: no title or position simply providing voluntary consulting support on goal setting. Start Date: 8/3/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Providing consulting support to council in goal setting and development efforts of the planned giving council. Business Name: VALIANT RETIRE, INC. POSITION: Partner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/14/2022 ADDRESS: 3454 State Route 60, Parish NY 13131 DESCRIPTION: Valiant is my DBA for retirement plan consulting and investment advisory services. Business Name: TRUST CAPITAL FIDUCIARY ADVISORS POSITION: President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/15/2023 ADDRESS: 315 Second Avenue, Suite 209, Warren PA 16365 DESCRIPTION: Retirement plan adminstration. this is done through my other OBA with P&A Group

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-09
• S63 Uniform Securities Agent State Law Examination
  1996-06-06

Other Names

• Dan Halle