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Jason Kenneth Rafalski

Wells Fargo Clearing Services, LLC

Warren, PA

Warren, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2002-11-11
  • PA RA
    APPROVED
    Since 2002-11-11

Branch Locations

200 Liberty St, Warren, PA 16365 • United States

Warren, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Warren PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Warren PA 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV. RELATED; N WARREN, PA; CO-OWNER; START DATE 1/1999; 2 HRS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-25
S63 Uniform Securities Agent State Law Examination 2000-07-11
  • S65 Uniform Investment Adviser Law Examination
    2001-06-25
  • S63 Uniform Securities Agent State Law Examination
    2000-07-11

View on SEC IAPD

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DAVID L CLOSE

Other Offices

MILLENNIAL ADVISERS, LLC. · Warren, PA
KESTRA ADVISORY SERVICES, LLC · Warren, PA
AVISO WEALTH MANAGEMENT · Warren, PA
LPL FINANCIAL LLC · WARREN, PA
GLADSTONE WEALTH PARTNERS · Warren, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Warren, PA
&PARTNERS · Warren , PA
LPL ENTERPRISE, LLC · WARREN, PA

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