Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Stamford | CT | 02/1996 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 07/2016 | Present |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | Present |
(1)Name: Sharon Daly Inv rel: Y Add: Residential address Nature: Life, health, Fixed Annuities, Long-Term Care, P&C insurance sales Position: Agent Start date: 1/2011 No. HR/MO: 2 No. HR/MO during sec trading: 0 (2) Name: Durable power of attorney for mother Inv rel: N Add: Residential address Nature: Power of attorney for parent Position: Power of attorney Start date: 07/07/2004 No. HR/MO: 1 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-10 |
Reach out to this advisor