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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-03-30
VA RA APPROVED 2018-11-09
  • LA RA
    APPROVED
    Since 2026-03-30
  • VA RA
    APPROVED
    Since 2018-11-09

Branch Locations

1650 Tyson's Bl. Suite 1575, Tysons Corner, VA 22102 • United States

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caught In The Web Llc Silver Spring MD 10/2011 08/2018
Mclean Asset Management Mclean VA 07/2014 02/2017
Mclean Asset Management Mclean VA 02/2017 08/2018
Sii - John Hancock Los Angeles CA 09/2018 11/2018
Royal Alliance Associates, Inc. Tysons Corner VA 11/2018 08/2023
Seia Llc Tysons Corner VA 08/2018 Present
Ses Llc Tyson's Corner VA 08/2023 Present
  • 10/2011 → 08/2018
    Caught In The Web Llc
    Silver Spring, MD
  • 07/2014 → 02/2017
    Mclean Asset Management
    Mclean, VA
  • 02/2017 → 08/2018
    Mclean Asset Management
    Mclean, VA
  • 09/2018 → 11/2018
    Sii - John Hancock
    Los Angeles, CA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Tysons Corner, VA
  • 08/2018 → Present
    Seia Llc
    Tysons Corner, VA
  • 08/2023 → Present
    Ses Llc
    Tyson's Corner, VA
Previous Registrations
Other Businesses

SEIA POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/27/2018 ADDRESS: 1650 Tysons Boulevard, Suite 1575, Tysons Corner VA 22102, United States DESCRIPTION: Independent RIA: Signature Estate and Investment Advisors, LLC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-18
S66 Uniform Combined State Law Examination 2004-07-16
S65 Uniform Investment Adviser Law Examination 2001-03-20
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18
  • S66 Uniform Combined State Law Examination
    2004-07-16
  • S65 Uniform Investment Adviser Law Examination
    2001-03-20
Designations
Other Names
  • Robert Carlo Papa

View on SEC IAPD

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