Robert C Papa

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 08/2018
  Caught In The Web Llc
  Silver Spring, MD
• 07/2014 → 02/2017
  Mclean Asset Management
  Mclean, VA
• 02/2017 → 08/2018
  Mclean Asset Management
  Mclean, VA
• 09/2018 → 11/2018
  Sii - John Hancock
  Los Angeles, CA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Tysons Corner, VA
• 08/2018 → Present
  Seia Llc
  Tysons Corner, VA
• 08/2023 → Present
  Ses Llc
  Tyson's Corner, VA

Previous Registrations

• 2014-07-09 → 2018-08-22
  Mclean Asset Management Corp.
  Tysons, VA
• 2004-07-26 → 2014-07-25
  Charles Schwab & Co., Inc.
  Bethesda, MD
  Bethesda, MD

Other Businesses

SEIA POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/27/2018 ADDRESS: 1650 Tysons Boulevard, Suite 1575, Tysons Corner VA 22102, United States DESCRIPTION: Independent RIA: Signature Estate and Investment Advisors, LLC

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-03-18
• S66 Uniform Combined State Law Examination
  2004-07-16
• S65 Uniform Investment Adviser Law Examination
  2001-03-20

Designations

• Certified Financial Planner

Other Names

• Robert Carlo Papa