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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 1996-08-27 |
Branch Locations
3 Corporate Dr Ste 216, Shelton, CT 06484 • United States
Milford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodbridge | CT | 03/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Shelton | CT | 03/2020 | Present |
Other Business Activities; America St John's #8; trustee one of 3, The advisor on the account makes recommendations and the trustee decide on the recommendations. Previous disclosed as fiduciary activity.; 3690 Main St, , Stratford, CT, 6614; Investment-Related; 11/03/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-26 |
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