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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED_RES | 2024-10-03 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Sarasota | FL | 02/2013 | 12/2021 |
| Janney Montgomery Scott Llc | Sarasota | FL | 12/2021 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-10 |
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