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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neighborhood Credit Union | Duncanville | TX | 06/2006 | 03/2017 |
| Lpl Financial Llc | Duncanville | TX | 06/2009 | 03/2017 |
| Lisa Rapfogel/ Jb West - Massmutual | Dallas | TX | 10/2017 | 04/2018 |
| Mml Investors Services | Dallas | TX | 03/2018 | 04/2018 |
| Unemployed | Garland | TX | 03/2017 | 10/2017 |
| Massmutual | Dallas | TX | 01/2018 | 04/2018 |
| Unemployed | Garland | TX | 04/2018 | 05/2018 |
| Aflac | Garland | TX | 05/2018 | Present |
| Neighborhood Credit Union | Mesquite | TX | 01/2019 | Present |
| Lpl Financial, Llc | Mesquite | TX | 01/2019 | Present |
1. 01/31/2019 - NORTH TEXAS CAPITAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ RICHARDSON, TX 2. 01/07/2019 - NEIGHBORHOOD CREDIT UNION/ FINANCIAL INSTITUTION DUTY/ INVESTMENT RELATED/ 100%/ MESQUITE, TX. 3. 2/20/2020 - North Texas Capital Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/02/2020 - 5 Hours Per Month During Securities Trading. 4. 4/4/2023 - Door Dash Inc - Not Investment Related - Home Based - Outside/W-2 Employment - Dasher - Start Date - 03/30/2023 - 40 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-26 |
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