Phillip Neal Smith

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-01

TX RA
APPROVED

Since 2021-10-01

Branch Locations

945 S Bryan Beltline Rd #300, Mesquite, TX 75149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Smith & Co. Appraisals, Inc.	Joplin	MO	12/1999	Present
Edward Jones	St Louis	MO	11/2013	Present

12/1999 → Present

Smith & Co. Appraisals, Inc.

Joplin, MO
11/2013 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-10

S66 Uniform Combined State Law Examination

2014-02-10

Other Names

Phillip Smith
Phillip Neal Smith

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

ADVISOR RESOURCE COUNCIL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Larry Leander Allen

Loren-Dean Alan Mims

NAOMI NICOLE RHODES

PAOLA CAROLINA PACHECO

Carlos Eduardo Hernandez

Matthew Charles Gonzalez

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Mesquite, TX

J.P. MORGAN SECURITIES LLC · MESQUITE, TX

WELLS FARGO CLEARING SERVICES, LLC · MESQUITE, TX

STATE FARM INVESTMENT MANAGEMENT CORP. · Mesquite, TX

J.P. MORGAN SECURITIES LLC · DALLAS, TX

TRUIST ADVISORY SERVICES, INC. · MESQUITE, TX

EDWARD JONES · MESQUITE, TX

EDWARD JONES · MESQUITE, TX

More in Mesquite, TX

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