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Naomi Nicole Rhodes

Wells Fargo Clearing Services, LLC

Mesquite, TX

Rowlett, TX

Mesquite, TX

Fort Worth, TX

Kaufman, TX

Terrell, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-27
  • TX RA
    APPROVED
    Since 2012-02-27

Branch Locations

1300 N Town East Blvd Ste 108, Mesquite, TX 75150 • United States

2601 Lakeview Pkwy, Rowlett, TX 75088 • United States

120 W Main St, Mesquite, TX 75149 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

2100 S Washington St, Kaufman, TX 75142 • United States

112 N Catherine St, Terrell, TX 75160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Dallas TX 02/2012 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-11
S63 Uniform Securities Agent State Law Examination 2007-06-26
  • S66 Uniform Combined State Law Examination
    2007-12-11
  • S63 Uniform Securities Agent State Law Examination
    2007-06-26
Designations
Other Names
  • Naomi Rhodes
  • Naomi N Rhodes
  • Naomi Nicole Rhodes
  • Naomi Nicole Dyson

View on SEC IAPD

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