Alexandra Susan Martini

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-05-31

FL RA
APPROVED

Since 2012-05-31

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Tampa	FL	05/2012	11/2016
Wells Fargo Bank, Na	Tampa	FL	05/2012	Present
Wells Fargo Clearing Services, Llc	Tampa	FL	11/2016	Present

05/2012 → 11/2016

Wells Fargo Advisors, Llc

Tampa, FL
05/2012 → Present

Wells Fargo Bank, Na

Tampa, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Previous Registrations

2009-10-23 → 2012-05-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL

Tampa, FL

Tampa, FL

Tampa, FL

Tampa, FL

Winter Park, FL
2008-02-14 → 2009-10-23

Banc Of America Investment Services, Inc.

Tampa, FL
2004-01-05 → 2007-05-10

Banc Of America Investment Services, Inc.

St. Petersburg, FL

St. Petersburg, FL
1998-09-16 → 2002-12-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-19
S63	Uniform Securities Agent State Law Examination	1998-11-16

S65 Uniform Investment Adviser Law Examination

1999-05-19
S63 Uniform Securities Agent State Law Examination

1998-11-16

Other Names

Alexandra Susan Ashworth
Alexandra S Martini
Susan Alexandra Martini
Alex Martini

View on SEC IAPD

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Other Investors

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GREGORY JOHN WOZNIAK

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ANTHONY DWAYNE RICH

Anna Marie Meurer

John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · Kirkwood, MO

STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO

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