Edward Seong Wook Shim

Current Employers

Employment History

• 10/2015 → 04/2019
  Capital Guardian Trust Company
  Los Angeles, CA
• 01/2016 → 04/2019
  Capital Bank And Trust Company
  Los Angeles, CA
• 04/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 05/2019 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2016-01-19 → 2019-04-15
  Capital Bank And Trust Company
  Los Angeles, CA
• 2016-01-01 → 2016-01-19
  Capital Guardian Trust Company
  Los Angeles, CA
• 1998-08-24 → 2006-07-24
  Morgan Stanley Dw Inc.
  Long Beach, CA
  Long Beach, CA

Other Businesses

I*125435 For profit or not for profit: Non-Profit Organization Name of outside business organization: Los Angeles Fire Department Foundation Investment related: N Address of business: Los Angeles, California 90012 Nature of business: Charitable Organization Position, title, association: Chair of the Investment Committee Start date of relationship: August 2017 Number of hours devoted: 5 hours Mthly Number of hours devoted during trading hours: 0 Duties: The Foundation's purpose is to raise awareness of Los Angeles Fire Dept in greater LA. It is also a fundraising arm of the LAFD to assist in funding some costs not covered by the city budget. My role is help make decisions on allocation of funds. I*: 2021291 Entity Type: Name of OBA: Los Angeles Fire Department Foundation Address: Investment Related: Position, Title, Association: Employee Start Date: Number of Hours: Number of Hours during trading: Duties: Chair of the Investment Committee of the LAFD Foundation Endowment. Lead the investment committee whose responsibility is to Monitor and evaluate the registered investment adviser, Evoke Advisors who has fiduciary responsibility over the investment assets of the Foundation

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-04-16
• S65 Uniform Investment Adviser Law Examination
  2015-12-29

Other Names

• Edward Seoung Wook Shim
• Edward Seong Wook Shim
• Edward Shim