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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
WI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • WI RA
    APPROVED
    Since 2012-10-01

Branch Locations

14900 West Capitol Drive, Brookfield, WI 53005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Booshay Services Corp. Oconomowoc WI 10/2008 10/2022
J.P. Morgan Securities Llc Brookfield WI 10/2012 Present
Jpmorgan Chase Bank, N.A. Brookfield WI 07/2003 Present
  • 10/2008 → 10/2022
    Booshay Services Corp.
    Oconomowoc, WI
  • 10/2012 → Present
    Brookfield, WI
  • 07/2003 → Present
    Jpmorgan Chase Bank, N.A.
    Brookfield, WI
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Brookfield, WI
    Brookfield, WI
    Oconomowoc, WI
    Brookfield, WI
  • 2003-07-21 → 2005-07-06
    Banc One Securities Corporation
    Brookfield, WI
  • 2002-03-28 → 2002-03-28
    Cuna Brokerage Services, Inc.
    Madison, WI
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: FREELANCE PIANIST / ORGANIST START DATE: 1/1/1980 ADDRESS: 6451Oconomowoc, WI DETAILS: I AM A CHURCH ORGANIST, PIANIST, ACCOMPANIST AND COMPOSER/ARRANGER. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 TO 10 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-19
S63 Uniform Securities Agent State Law Examination 1996-05-02
  • S66 Uniform Combined State Law Examination
    2001-01-19
  • S63 Uniform Securities Agent State Law Examination
    1996-05-02
Designations
Other Names
  • Charlotte L Bouche

View on SEC IAPD

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