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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-01-02
  • MO RA
    APPROVED
    Since 2015-01-02

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 12/2014 01/2019
Stifel Financial Corp. St. Louis MO 01/2019 Present
  • 12/2014 → 01/2019
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 01/2019 → Present
    Stifel Financial Corp.
    St. Louis, MO
Previous Registrations
  • 2011-06-06 → 2014-09-25
    Msi Financial Services, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    Chesterfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-12
S63 Uniform Securities Agent State Law Examination 1996-05-06
  • S66 Uniform Combined State Law Examination
    2011-05-12
  • S63 Uniform Securities Agent State Law Examination
    1996-05-06

View on SEC IAPD

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