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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2000-08-01 |
Branch Locations
525 Fulton Avenue, Sacramento, CA 95825-4812 • United States
3101 W. March Lane Suite A, Stockton, CA 95219-2303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Sacramento | CA | 07/1996 | Present |
| Charles Schwab Bank Ssb | Sacramento | CA | 02/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-06 |
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