Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-18
FL RA APPROVED 2009-03-31
  • TX RA
    APPROVED_RES
    Since 2019-01-18
  • FL RA
    APPROVED
    Since 2009-03-31

Branch Locations

9180 Estero Park Commons Suite 8, Estero, FL 33928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Estero FL 07/2001 Present
Raymond James Finacial Services Advisors, Inc. Estero FL 09/2009 Present
King Eller, Llc Estero FL 06/2006 Present
Estero High School Estero FL 02/2022 06/2024
  • 07/2001 → Present
    Raymond James Financial Services, Inc
    Estero, FL
  • 09/2009 → Present
    Raymond James Finacial Services Advisors, Inc.
    Estero, FL
  • 06/2006 → Present
    King Eller, Llc
    Estero, FL
  • 02/2022 → 06/2024
    Estero High School
    Estero, FL
Other Businesses

(1)Name of Business: Falk Address: 21516 Belhaven Way, Estero , FL, 33928, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 12/31/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor for her estate (2)Name of Business: Healthy Start Address: board meeting loacations change, Fort Myers, FL, 33919, United States Activity Type: Non profit Position/Title: Officer - Vice President Investment Related: Yes Start Date: 12/16/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: participate on executive commitee and monthly board meetings (3)Name of Business: King Eller, LLC Address: 9180 Estero Park Commons #8 Estero FL 33928, Estero, FL, 33928, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of office (4)Name of Business: King Eller, LLC Address: 9180 Estero Park Commons #8 Estero, FL 33928, Estero, FL, 33928, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/30/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is my bus. that ownes my office and pays the bills, etc. (5)Name of Business: NA Address: 9180 Estero Park Commons #8 Estero, FL 33928, Estero, FL, 33928, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/05/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Health Insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-10
S63 Uniform Securities Agent State Law Examination 1996-04-26
  • S65 Uniform Investment Adviser Law Examination
    1996-05-10
  • S63 Uniform Securities Agent State Law Examination
    1996-04-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Estero, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor