Michael Adam Fish

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 09/2009 → Present
  Bank Of America, N.A.
  Indianapolis, IN

Other Businesses

I* 1817283 For profit or not for profit: Entity For Profit Name of outside business organization: Midwest Real Estate Holdings Group, LLC Investment related: no Address of business: Indianapolis, IN, 46236 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 05/10/2024 Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0 Duties: Own real estate

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-06
• S63 Uniform Securities Agent State Law Examination
  1996-08-21