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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-13 |
| AL | RA | APPROVED | 2022-03-11 |
| TX | RA | APPROVED | 2022-03-11 |
Branch Locations
3280 Morgan Dr Ste 100, Vestavia Hills, AL 35216 • United States
3 Bradley Park Court Ste E, Columbus, GA 31904 • United States
Madison, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 06/2013 | 03/2022 |
| Bank Of America, N.A. | Huntsville | AL | 05/2018 | 03/2022 |
| Ameriprise Financial Services, Llc | Mountain Rock | AL | 03/2022 | Present |
Other Business Activities; SARTEC K-9 Search and Rescue; Training Officer; PO Box 1862, , Madison, AL, 35758; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-11 |
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