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Milissa Marie Brennan

Ubs Financial Services Inc.

Cincinnati, OH

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-30
OH RA APPROVED 2021-08-30
  • CA RA
    APPROVED
    Since 2021-08-30
  • OH RA
    APPROVED
    Since 2021-08-30

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 05/2016 11/2018
Royal Alliance Associates, Inc. Jersey City NJ 11/2018 08/2021
Ubs Financial Services Cincinnati OH 08/2021 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → 08/2021
    Royal Alliance Associates, Inc.
    Jersey City, NJ
  • 08/2021 → Present
    Ubs Financial Services
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-14
S63 Uniform Securities Agent State Law Examination 1996-07-02
  • S66 Uniform Combined State Law Examination
    2005-12-14
  • S63 Uniform Securities Agent State Law Examination
    1996-07-02
Other Names
  • Milissa Marie Rvehlmann
  • Missy Rvehlmann
  • Milissa Marie Ruehlmann
  • Milissa Marie Ruehlmann
  • Milissa Marie Ruehlmann
  • Missy Brennan

View on SEC IAPD

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ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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