Best Investors Account Sign in
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-02-13
  • LA RA
    APPROVED
    Since 2013-02-13

Branch Locations

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Port Allen, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Baton Rouge LA 02/2013 Present
Rental Real Estate Port Allen LA 01/2015 Present
Previous Registrations
  • 2007-04-02 → 2013-02-13
    Morgan Keegan & Company, Llc
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-22
  • S66 Uniform Combined State Law Examination
    2007-06-22

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Baton Rouge, LA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor