Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-01-25 |
| UT | RA | APPROVED | 1999-01-13 |
Branch Locations
720 S River Rd, Saint George, UT 84790 • United States
St George, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint George | UT | 10/1997 | Present |
| Bank Of America, N.A. | Saint George | UT | 02/2011 | Present |
I*84812 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VACATION RACES INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1722 LINDSLEY PARK DRIVE, SAN MARCOS, CALIFORNIA 92069 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 42287 NUMBER OF HOURS DEVOTED: 120 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 32 DUTIES: VACATION RACES IS A FOR PROFIT COMPANY THAT PROMOTES HALF MARATHON RACES AT SEVERAL OF THE NATIONAL PARKS IN THE US. A PERSONAL FRIEND OF MINE (CO-OWNER) HAS ASKED ME TO HELP WITH 3-4 OF THESE OF THE MORE LOCAL RACES EACH YEAR. DUTIES INCLUDE: LABOR. I*88867 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOUTHERN UTAH TRIATHLON CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: P.O. BOX 26, WASHINGTON, UTAH 84780 NATURE OF BUSINESS: OTHER, NON-PROFIT ORGANIZATION POSITION, TITLE, ASSOCIATION: OTHER, ELECTED CLUB PRESIDENT START DATE OF RELATIONSHIP: 42370 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUTC IS A LOCAL TRIATHLON CLUB THAT PROMOTES THE SPORT OF TRIATHLON IN OUR AREA. PROPOSED RESPONSIBILITIES WILL BE CLUB PRESIDENT FOR A TWO YEAR PERIOD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-08 |
Reach out to this advisor