William Joseph Walsh

Current Employers

Bridgeport Asset Management, Llc.

414 D'ONofrio Drive, Suite 220, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-21
WI	RA	APPROVED	2017-11-06

TX RA
APPROVED_RES

Since 2023-02-21
WI RA
APPROVED

Since 2017-11-06

Branch Locations

414 D'ONofrio Drive, Suite 220, Madison, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cl Wealth Management Llc	Madison	WI	10/2011	Present
Cabot Lodge Securities	New York	NY	07/2013	Present

10/2011 → Present

Cl Wealth Management Llc

Madison, WI
07/2013 → Present

Cabot Lodge Securities

New York, NY

Previous Registrations

2011-10-03 → 2017-11-29

Cl Wealth Management Llc

Schaumburg, IL
2005-10-31 → 2011-09-30

Workman Securities Corporation

Madison, WI

Madison, WI

Other Businesses

1. WILLIAM WALSH DBA BRIDGEPORT Asset Management, LLC. / MADISON, WI 53719/OWNER/SINCE 2017/INVESTMENT RELATED/INDEPENDENT INSURANCE AGENT/SALES OF FIXED INSURANCE/LESS THAN 5 HOURS PER MONTH DEVOTED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-05
S65	Uniform Investment Adviser Law Examination	1997-08-27
S63	Uniform Securities Agent State Law Examination	1996-03-21

S66 Uniform Combined State Law Examination

2006-10-05
S65 Uniform Investment Adviser Law Examination

1997-08-27
S63 Uniform Securities Agent State Law Examination

1996-03-21

View on SEC IAPD

Current Employers

Bridgeport Asset Management, Llc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews