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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-11-06
  • TX RA
    APPROVED
    Since 2008-11-06

Branch Locations

Citi Private Bank Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245 • United States

Dougherty, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets San Antonio TX 11/2008 Present
  • 11/2008 → Present
    Citigroup Global Markets
    San Antonio, TX
Previous Registrations
Other Businesses

NASD ARBITRATOR INVESTMENT RELATED BOCA RATON, FL 8/2005 2 HOURS PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-30
S63 Uniform Securities Agent State Law Examination 1996-05-01
  • S65 Uniform Investment Adviser Law Examination
    2003-01-30
  • S63 Uniform Securities Agent State Law Examination
    1996-05-01
Other Names
  • Joe Slechta

View on SEC IAPD

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