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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-20
  • TX RA
    APPROVED
    Since 2016-05-20

Branch Locations

600 E Taylor St Ste 1000, Sherman, TX 75090 • United States

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

17 Cowboys Way Ste 500 [Yf-Rbo], Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 05/2016 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-25
S63 Uniform Securities Agent State Law Examination 1996-04-09
  • S65 Uniform Investment Adviser Law Examination
    2000-04-25
  • S63 Uniform Securities Agent State Law Examination
    1996-04-09

View on SEC IAPD

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