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Randal John Osterloo

Cetera Investment Advisers LLC

Sioux Falls, SD

CRD 2718368

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2015-10-15
  • SD RA
    APPROVED
    Since 2015-10-15

Branch Locations

500 S Minnesota Ave, Sioux Falls, SD 57101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Premier Bank Sioux Falls SD 06/1994 Present
Cetera Investment Services Llc St Cloud MN 06/1996 Present
Cetera Investment Advisers Llc Sioux Falls SD 10/2015 Present
  • 06/1994 → Present
    First Premier Bank
    Sioux Falls, SD
  • 06/1996 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2015 → Present
    Sioux Falls, SD
Other Businesses

1.PROFILES & REFERS PEOPLE TO BANK TO OPEN SAVINGS/CHECKING ACCTS OR TO INVEST IN BANK ONLY PRODUCTS AND MAY RECEIVE A REFERRAL FEE FOR THIS. 2. SIOUX FALLS HOUSING & REDEVELOPMENT COMMITTEE BOARD MEMBER. DOES NOT INVOLVE SECURITIES OR INVESTMENTS. 3. FINANCE COMMITTEE MEMBER FOR SIOUX FALLS AREA HUMANE SOCIETY; 2 HRS/QTR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-13
S63 Uniform Securities Agent State Law Examination 1996-03-05
  • S65 Uniform Investment Adviser Law Examination
    2015-10-13
  • S63 Uniform Securities Agent State Law Examination
    1996-03-05
Other Names
  • Randy Osterloo

View on SEC IAPD

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