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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2015-10-15 |
Branch Locations
500 S Minnesota Ave, Sioux Falls, SD 57101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Premier Bank | Sioux Falls | SD | 06/1994 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/1996 | Present |
| Cetera Investment Advisers Llc | Sioux Falls | SD | 10/2015 | Present |
1.PROFILES & REFERS PEOPLE TO BANK TO OPEN SAVINGS/CHECKING ACCTS OR TO INVEST IN BANK ONLY PRODUCTS AND MAY RECEIVE A REFERRAL FEE FOR THIS. 2. SIOUX FALLS HOUSING & REDEVELOPMENT COMMITTEE BOARD MEMBER. DOES NOT INVOLVE SECURITIES OR INVESTMENTS. 3. FINANCE COMMITTEE MEMBER FOR SIOUX FALLS AREA HUMANE SOCIETY; 2 HRS/QTR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-05 |
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