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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| CO | RA | APPROVED | 2018-08-27 |
Branch Locations
870 Kipling St Suite A, Lakewood, CO 80215 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Fraser, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Lakewood | CO | 05/2008 | Present |
| Kestra Investment Services, Llc | Lakewood | CO | 08/2018 | Present |
| Kestra Advisory Services, Llc | Lakewood | CO | 08/2018 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway,Building 2 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/27/2018 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Act for my clients best interest based on our plan and goalsBusiness Name: Personal Benefit Seminars My Federal Retirement and Benefits Investment Related: Yes Address: 870 Kipling St Ste A Lakewood CO 80215 Nature of Business: Other Other/None of the Above Public Speaking Position, Title or Relationship: Professional Speaker Start Date: 6/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide accurate information to audience on benefits.Business Name: Personal Benefit Financial Investment Related: Yes Address: 870 Kipling St Ste A Lakewood CO 80215 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/27/2018 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I manage retail advisory accounts under a risk based strategy created by written financial plan.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
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