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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-20
TX RA APPROVED 2022-08-01
MN RA APPROVED 2014-02-04
  • CA RA
    APPROVED
    Since 2026-05-20
  • TX RA
    APPROVED
    Since 2022-08-01
  • MN RA
    APPROVED
    Since 2014-02-04

Branch Locations

10405 6Th Ave N Ste 220, Plymouth, MN 55441 • United States

131 Babcock Blvd W Ste 2, Delano, MN 55328-4583 • United States

Delano, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plymouth MN 09/2005 03/2020
Ameriprise Financial Services, Llc Plymouth MN 03/2020 Present
Other Businesses

Business Ownership; MDFF LLC; Co-owner; Manage Ameriprise Business; 8646 Eagle Creek Circle, #108, Savage, MN, 55378; Investment-Related; 11/03/2023; 40 to 59 hours per month; 60 during trading hours. Outside Employment; MDFF LLC; Co-owner; Manage advisory business; 10405 6TH AVE N #220, , PLYMOUTH, MN, 55328; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-23
  • S63 Uniform Securities Agent State Law Examination
    1996-07-23
Designations
Other Names
  • Daniel Thomas Farnick
  • Daniel T Farniok
  • Daniel T Farniok

View on SEC IAPD

Other Firms

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