Ernest Vorpahl

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 10/2024
  American Portfolios Financial Services, Inc.
  Riverhead, NY
• 01/2012 → 10/2024
  American Portfolios Advisors, Inc.
  Holbrook, NY
• 02/1999 → Present
  East End Financial Group, Inc.
  Riverhead, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2003-11-05 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. Ernest Vorpahl is dually-registered as an investment advisor representative ("IAR") with East End Financial Group, Inc. ("EEFG") and American Portfolios Advisors, Inc. ("APA") and as a registered representative ("RR") with American Portfolios Financial Services, Inc. ("APFS"). Mr. Vorpahl spends approximately 90% of his business time providing services through EEFG and the the balance with APA and APFS. 2. Licensed Insurance Agent through Kosinski Associates, Inc. ("KAI"), Non-Investment Related 3. Ernie Vorpahl, Inc. - Business improvement, Consulting/Coaching, not securities related, start date = 08/2023, 100% ownership, 10-20 hours/month, 8-10 hours/month/market hours 4. KOSINSKI ASSOCIATES, INC. POSITION: Associate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/19/1999 ADDRESS: 318 Roanoke Ave., Riverhead NY 11937, United States DESCRIPTION: Insurance agent 5. ERNIE VORPAHL, INC. POSITION: President NATURE: Business improvement INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2023 ADDRESS: 127 Harbor Blvd., East Hampton NY 11937, United States DESCRIPTION: Business improvement, value growth advising 6. EAST END FINANCIAL GROUP POSITION: Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 02/25/1999 ADDRESS: 318 Roanoke Ave., Riverhead NY 11937, United States DESCRIPTION: dually - registered 7. THE KENDALL MADISON FOUNDATION POSITION: Treasurer NATURE: Non-profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 142 Oakview Hwy, PO BOX 97, East Hampton NY 11937, United States DESCRIPTION: Treasurer for the organization

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-03-20

Designations

• Certified Financial Planner

Other Names

• Ernest Lee Vorpahl