Vicki Marie Epley

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-18
NC	RA	APPROVED	2007-08-31

TX RA
APPROVED

Since 2025-06-18
NC RA
APPROVED

Since 2007-08-31

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

1 Haywood St, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Charlotte	NC	04/1999	Present
Wells Fargo Advisors Llc	Asheville	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Asheville	NC	11/2016	Present

04/1999 → Present

Wachovia Bank, N.A.

Charlotte, NC
05/2009 → 11/2016

Wells Fargo Advisors Llc

Asheville, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Asheville, NC

Other Businesses

GG'S HOUSE LLC; INV RELATED; BILTMORE LAKE, NC; 100% OWNERSHIP WITH SPOUSE; START 9/27/2019; 2 HOURS PER MONTH, 0 DURING TRADING, OWNER, MANAGER OF RENTAL HOUSE WITH SPOUSE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-12
S63	Uniform Securities Agent State Law Examination	1996-03-15

S66 Uniform Combined State Law Examination

2007-10-12
S63 Uniform Securities Agent State Law Examination

1996-03-15

Designations

Other Names

Vicki Marie Waldrop
Vicki Waldrop Epley

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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Other Offices

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