Bart Maury Conner

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Principal Life Insurance Company
  Indianapolis, IN
• 03/2016 → Present
  Principal Securities Inc
  Indianapolis, IN
• 09/2019 → Present
  Union Financial
  Indianapolis, IN

Other Businesses

***Fixed Insurance; Not Investment Related; Indianapolis, IN; Agent; Life, DI, Annuities; Start Date: 09/23/2019; 1 hrs per month; 1 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-28
• S63 Uniform Securities Agent State Law Examination
  2008-11-25