Nicholas Miller

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 10/2017
  Waddell & Reed Inc
  Overland Park, KS
• 04/2016 → 08/2017
  Ultramax Sports
  Columbia, MO
• 09/2017 → 10/2017
  Waddell & Reed Inc
  Overland Park, KS
• 10/2017 → 05/2025
  Principal Life Insurance
  W Des Moines, IA
• 10/2017 → 05/2025
  Principal Securities
  W Des Moines, IA
• 05/2025 → Present
  Osaic
  Scottsdale, AZ

Previous Registrations

• 2017-10-18 → 2024-01-08
  Principal Securities, Inc.
  West Des Moines, IA
• 2017-09-18 → 2017-10-04
  Waddell & Reed
  Overland Park, KS
• 2013-12-16 → 2017-08-02
  Waddell & Reed
  Overland Park, KS

Exams

• S66 Uniform Combined State Law Examination
  2013-12-05
• S63 Uniform Securities Agent State Law Examination
  2000-04-19
• S65 Uniform Investment Adviser Law Examination
  1998-11-16

Other Names

• Nick Miller
• Nicholas James Miller
• Nicholas Miller