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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-05-05 |
| TX | RA | APPROVED | 2026-05-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boston | MA | 06/2009 | 09/2020 |
| Bank Of America, N.A. | Portland | ME | 06/2026 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2020 |
| Wells Fargo Clearing Services, Llc. | Boston | MA | 09/2020 | 05/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | ME | 05/2025 | Present |
I*4738269 Entity Type: Entity Charitable Name of OBA: Orr's and Bailey Islands Fire Department Address: Orr's Island, Maine, 4066 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 04/22/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: fire prevention and fighting looking at how the department run and procedures
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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