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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-22 |
Branch Locations
3529 Thomasville Rd, Tallahassee, FL 32309 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc. | Tallahassee | FL | 03/2011 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Tallahassee | FL | 05/2026 | Present |
| Wells Fargo Bank, Na | Tallahassee | FL | 04/2026 | Present |
| Regions Bank | Tallahassee | FL | 06/2017 | 07/2019 |
| Cetera Investment Services Llc | Marianna | FL | 06/2017 | 07/2019 |
| Cetera Investment Advisers Llc | Marianna | FL | 02/2018 | 07/2019 |
| Triad Advisors | Tallahassee | FL | 07/2019 | 08/2020 |
| Tallahassee Financial Advisors, Inc. | Tallahassee | FL | 07/2019 | 08/2020 |
| Nationwide Investment Services Corp | Columbus | OH | 08/2020 | 06/2025 |
| Lpl Financial Llc | New Smyrna Beach | FL | 07/2025 | 04/2026 |
| Fairwinds Credit Union | New Smyrna Beach | FL | 07/2025 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-27 |
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