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6666 Passer Road Suite 4, Coopersburg, PA 18036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-10-22 |
Branch Locations
6666 Passer Road Suite 4, Coopersburg, PA 18036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pks Investments | Albany | NY | 08/2009 | 02/2025 |
| Oaktree Advisors Llc | Bethlehem | PA | 10/2013 | Present |
| Madison Avenue Securities | San Diego | CA | 02/2025 | Present |
1.) Name: Oaktree Advisors, LLC; Investment Related: Yes; Address: 6666 Passer Road Suite 4, Coopersburg, PA 18036; Nature of the Business: Investment Management; Position: Investment Advisor Representative; Start Date: 10/2013; Hours Per Week: 30 Hours 2.) Name: Oaktree Advisors, LLC; Investment Related: Yes; Address: 6666 Passer Road Suite 4, Coopersburg, PA 18036; Nature of the Business: Insurance Agent selling fixed annuities and FIA's and life insurance: Position: Licensed Insurance Agent; Start Date: 10/2023; Hours Per Week: 10 Hours Insurance License - PA - Casualty and Allied Lines, Life and Fixed Annuities, Property and Allied Lines, Variable Life / Variable Annuity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-14 |
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