Best Investors
Account
Sign in
Best Investors
Account
Sign in
330 Garfield Street Ste. 301, Santa Fe, NM 87501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2014-04-14 |
Branch Locations
330 Garfield Street Ste. 301, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudent Management Associates | Philadelphia | PA | 01/1998 | Present |
| Santa Fe Advisors, Llc | Santa Fe | NM | 04/2014 | Present |
PRUDENT MANAGEMENT ASSOCIATES ("PMA") HAS ITS OFFICES AT 1735 MARKET STREET, PHILADELPHIA, PA 19103. IT PROVIDES INVESTMENT ADVISORY SERVICES TO INDIVIDUALS AND INSTITUTIONS. I AM NOT AN EMPLOYEE OF PMA BUT AM AN INDIRECT OWNER THROUGH MY OWNERSHIP INTEREST IN KANTWELL PARTNERS, LLC. MY ACTIVITIES WITH PMA NORMALLY OCCUPY 10-20 HOURS PER MONTH. VIRTUALLY NONE OF THIS ACTIVITY TAKES PLACE DURING SECURITIES TRADING HOURS. I BEGAN MY ASSOCIATION WITH PMA IN JANUARY OF 1998. MY RESPONSIBILITIES PRIMARILY CONSIST OF PROVIDING INVESTMENT ADVICE TO A SMALL NUMBER OF CLIENTS THAT I BEGAN WORKING WITH DURING MY FULL-TIME ASSOCIATION WITH PMA. I AM NO LONGER A PARTNER OF MICHAEL HAMPTON DESIGN, LLC ("MHD") EFFECTIVE 01/2014.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-10 |
Reach out to this advisor