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Glenn Warren Mcwherter

Wells Fargo Clearing Services, LLC

Beaumont, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-09
TX RA APPROVED 2016-03-03
  • NC RA
    APPROVED
    Since 2021-12-09
  • TX RA
    APPROVED
    Since 2016-03-03

Branch Locations

6250 Delaware St, Ste A, Beaumont, TX 77706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beaumont TX 03/2016 11/2016
Wells Fargo Clearing Services, Llc Beaumont TX 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2016-03-15
    J.P. Morgan Securities Llc
    Orange, TX
    Beaumont, TX
    Beaumont, TX
    Beaumont, TX
  • 2011-08-29 → 2012-10-01
    Chase Investment Services Corp.
    Beaumont, TX
    Beaumont, TX
    Orange, TX
  • 2009-09-15 → 2010-01-20
    Capital One Financial Advisors Llc
    Melville, NY
  • 2002-12-06 → 2007-12-10
    Ubs Financial Services Inc.
    Beaumont, TX
    Beaumont, TX
  • 2000-09-01 → 2002-12-09
    Morgan Stanley Dw Inc.
    Beaumont, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-17
S63 Uniform Securities Agent State Law Examination 1996-03-22
  • S65 Uniform Investment Adviser Law Examination
    2001-09-17
  • S63 Uniform Securities Agent State Law Examination
    1996-03-22

View on SEC IAPD

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Kathryn Wellborn Fuller
HARRY EARL COUSSOU
YOLANDA LYNN SMIDS
HEATHER M MANKOPF
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Daniel John Montalbano
Kimberly Jones

Other Offices

EDWARD JONES · BEAUMONT, TX
ROYAL FUND MANAGEMENT, LLC · Beaumont, TX
BROOKSTONE WEALTH ADVISORS, LLC · BEAUMONT, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Beaumont, TX
LPL FINANCIAL LLC · BEAUMONT, TX
EDWARD JONES · BEAUMONT, TX
EDWARD JONES · BEAUMONT, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Beaumont, TX

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