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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

401 Spring Street, Piqua, OH 45356 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Piqua OH 10/2012 Present
Farm (4300 E. Peterson Rd., Fletcher, Oh 45326 Fletcher OH 10/2024 Present
Jpmorgan Chase Bank, Na. Piqua OH 09/2003 Present
  • 10/2012 → Present
    Piqua, OH
  • 10/2024 → Present
    Farm (4300 E. Peterson Rd., Fletcher, Oh 45326
    Fletcher, OH
  • 09/2003 → Present
    Jpmorgan Chase Bank, Na.
    Piqua, OH
Previous Registrations
  • 2007-05-30 → 2012-10-01
    Chase Investment Services Corp.
    Piqua, OH
    Tipp City, OH
    Piqua, OH
Other Businesses

Entity Name: Farm (4300 E. Peterson Rd., Fletcher, OH 45326 Investment related: No Address: 4300 E. Peterson Rd., Fletcher, OH 45326 Nature of the other business: Farmland Position/Title/Relationship: Owner/Partner Start Date: 10/23/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sole owner of farm which I will be cash renting land and hunting recreationally.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-21
S63 Uniform Securities Agent State Law Examination 1996-03-08
  • S66 Uniform Combined State Law Examination
    2007-05-21
  • S63 Uniform Securities Agent State Law Examination
    1996-03-08
Other Names
  • Jason Neil Anthony

View on SEC IAPD

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