Elizabeth Janine Kassen

Current Employers

Employment History

• 05/2015 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2015 → 01/2018
  Bank Of America, N.A.
  Houston, TX
• 01/2018 → 01/2023
  Citigroup
  Houston, TX
• 01/2023 → 04/2023
  Unemployed
  Santa Fe, TX
• 04/2023 → 06/2023
  Cadaret Grant & Co., Inc.
  Syracuse, NY
• 07/2023 → 01/2024
  Heim, Young & Associates, Inc
  Springfield, MO
• 03/2024 → 04/2024
  Lpl Financial Llc
  San Diego, CA
• 04/2024 → Present
  Hornor, Townsend & Kent, Llc
  Horsham, PA

Previous Registrations

• 2024-03-07 → 2024-05-10
  Lpl Financial Llc
  San Diego, CA
  Santa Fe, TX
• 2023-04-11 → 2023-08-02
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
• 2018-02-08 → 2023-01-31
  Citigroup Global Markets Inc.
  Miami, FL
  Houston, TX
  Santa Fe, TX
  Stamford, CT
• 2015-07-10 → 2018-01-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 2002-08-28 → 2005-12-14
  Ffp Advisory Services Inc
  Chesterfield, MO

Other Businesses

1) NAME OF ACTIVITY SERIESTUTOR.COM | INVESTMENT RELATED: NO | DBA NAME: SERIESTUTOR.COM | POSITION HELD: TUTOR | ADDRESS: 3121 N ELM RD, SANTA FE, TX 77517 | START DATE: 04/23/2024 | NATURE OF ACTIVITY: HELP THOSE STUDYING FOR FINRA EXAMS WITH THEIR COMPREHENSION OF THE TOPICS | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: Mentor and train individuals studying for FINRA exams 2) BRAND AMBASSADOR | POSITION: 1099 Contractor | NATURE: Branding Company | INVESTMENT RELATED: No | NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2024 ADDRESS: TX, United States | DESCRIPTION: My duties are to go to various supermarkets, liquor stores and other venues and hand out samples of wine or liquor, trying to sell it. 3) BRAND AMBASSADOR | POSITION: Employee | NATURE: wine and sprits - giving samples in stores- selling product | INVESTMENT RELATED: No | NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 | START DATE: 10/05/2002| ADDRESS: 3121 N Elm Rd, Santa Fe TX 77517 | DESCRIPTION: go to various grocery stores and liquor stores handing out samples of wine and/or spirits and try to sell the product 4) HORSE BOARDING|POSITION: I own the property. I will board horses for a monthly fee. I will feed them and clean their stalls as part of my duties|NATURE: Horse boarding | INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2025 | ADDRESS: 3121 N Elm Rd, Santa Fe TX 77517 | DESCRIPTION: Feed horses, clean their stalls, attend to them for medical issues if needed, turn them out. Responsible for their well being 5) BRAND AMBASSADOR | POSITION: 1099 independent contractor- hand out samples of beer, wine, spirits at various grocery and liquor stores around the Houston TX area. NATURE: Promotions/Sales / Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2025 | ADDRESS: , TX | DESCRIPTION: Hand out samples of wine, beer, spirits at local grocery and liquor stores in hopes they will purchase said product 6) BRAND AMBASSADOR | POSITION: Independent Contractor for Dragon Marketing NATURE: Handing out samples of spirits and wines to customers to sell product. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2025 | ADDRESS: TX , United States | DESCRIPTION: Hand out samples of beer, wine, spirits at various grocery and liquor stores to potential customers in hopes they purchase the product. 7) BRAND AMBASSADOR | POSITION: sub contractor NATURE: Promoting beer/brewery | INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2025 | ADDRESS: 26452 Sorters McClellan Rd, Porter TX 77365 | DESCRIPTION: Promote the brand at local supermarkets/ liquor stores and other venues.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-09
• S63 Uniform Securities Agent State Law Examination
  2001-04-12

Other Names

• Elizabeth Janine Kassen
• Beth Kassen
• Elizabeth Kassen